John,
This is brilliant. I look forward to seeing the diagrams and the final publication. I
especially like that the concepts of empathy and haecciety become central to the overall
process.
Thanks for your excellent work!
Mary Libertin
On Aug 26, 2023, at 6:12 PM, John F Sowa
<sowa(a)bestweb.net> wrote:
Doug F, et al.,
I'm writing an article about Peirce's phaneroscopy and diagrammatic reasoning,
which has strong implications for ontology, reasoning methods, and their implications for
the latest issues in generative artificial intelligence. See below for excerpts from that
article and some links for further information.
John
PS: I just did a cut & paste below, but the diagrams did not get copied. I'll
include a PDF later. But the text explains the issues, and the citations have more
explanations and diagrams.
___________________________________
From a Science Egg to a Science of Diagrams
John F. Sowa
Draft of 26 August 2023
Abstract. In the last decade of his life, Peirce developed phaneroscopy and existential
graphs as the basis for a proof of pragmaticism. To publish the proof, he wrote a series
of articles for the Monist. The first two began with phaneroscopy. But in 1906, he added
a version of tinctured existential graphs to the third article, An Apology for
Pragmaticism. In 1908, he began a fourth article, which he never finished. One reason he
stopped may be his remark in 1909: “Phaneroscopy, still in the condition of a science-egg,
hardly any details of it being as yet distinguishable.” Other reasons involve issues about
the graphs, which he resolved in 1911. Although Peirce did not complete the proof, his
writings inspired aspects of Lady Welby’s significs, Wittgenstein’s language games, and
patterns of diagrams in every branch of science and engineering. Today, Peirce’s theories
of phaneroscopy and diagrammatic reasoning clarify critical issues in cognitive science.
Among them are the methods of reasoning in linguistics, neuroscience and artificial
intelligence.
1. Developments from 1903 to 1913
For Peirce, 1902 brought an end to two major projects: Baldwin’s dictionary was
finished, and funding for his Minute Logic was rejected. But three events in 1903 led him
to rethink every aspect of his life’s work: his Harvard lectures in the spring, his
Lowell lectures in the fall, and his correspondence with Victoria Welby. As a guide to
the new developments, the tree in Figure 1 shows his classification of the sciences and
dependencies among them. Branches show the classification, and dotted lines show the
dependencies. Sciences to the right of each dotted line depend on sciences to the left.
Pure mathematics stands alone, and all other sciences and engineering depend on
mathematics (CP 1.180ff, 1903).
. . . [deleted]
In summary, phaneroscopy depends on mathematics, which includes existential graphs as a
formal logic. But as a diagrammatic logic, EGs can be used in two ways. For
phaneroscopy, the option of changing shape is important. Nodes of a graph may be moved to
match the shape of the image they represent. For logic, however, changing the shape does
not change the meaning. Since the same notation can serve both purposes, EGs support
Peirce’s prediction that phaneroscopy “surely will in the future become a strong and
beneficient science” (R645, 1909).
2. The Role of Diagrams in Phaneroscopy
For the third Monist article, Prolegomena to an Apology for Pragmaticism, Peirce chose a
title that echoes Kant’s Prolegomena. In it, he addressed Kant’s three “transcendental
questions”: How is pure mathematics possible? How is pure natural science possible? How
is metaphysics in general possible? The dotted lines in Figure 1 suggested the answer
shown in Figure 2: diagrams, such as EGs, are mathematical structures that relate
phaneroscopy, metaphysics, and the natural sciences to methods for thinking, talking, and
acting in and on the world.
Figure 2: Diagrams relate thought and language to the world
The first sentence sets the stage: “Come on, my Reader, and let us construct a diagram
to illustrate the general course of thought; I mean a System of diagrammatization by means
of which any course of thought can be represented with exactitude” (CP 4:530). Figure 2
shows an important step beyond Tarski’s model theory. Instead of a one-step mapping from
the world to language, the diagram splits the mapping in two distinct steps.
Phaneroscopy maps some aspect of the world to a diagram, which is “an icon of a set of
rationally related objects” (R293, NEM 4:316). It serves as a Tarski-style model for
determining the denotation of languages, formal or informal. But when a continuous world
is mapped to a discrete diagram, an enormous amount of detail is lost. Although the right
side can be a precise map from a graph to a formal logic, it may be an approximate mapping
from an informal diagram to the informal languages that people speak. In his career as a
scientist, engineer, linguist, lexicographer, and philosopher, Peirce understood the
complexity of both sides.
. . . [deleted]
An appropriate logic should facilitate a proof of pragmaticism. Peirce stated the
requirements in his Prolegomena: “a System of diagrammatization by means of which any
course of thought can be represented with exactitude.” Then “operations upon diagrams,
whether external or imaginary, take the place of the experiments upon real things that one
performs in chemical and physical research.” The system has four aspects: (1) diagrams in
EGs or other notations; (2) grammars for mapping languages to and from diagrams; (3)
critic for evaluating the denotation {true,false} of diagrams in terms of a formal logic;
and (4) perception and action for relating the world to the diagram. The arrows in the
hexagon of Figure 4 indicate the flow of any course of thought.
See https:\\jfsowa.com\talks\eswc.pdf for some of the diagrams
Figure 4: The flow of thought in an intelligent system
The hexagon in Figure 4 shows details implicit in Figure 2. The upper three corners and
the starburst of phemes represent intelligent processing. The lower three corners
correspond to the drawing by Uexküll in Figure 3. The arrow from mental experience to and
from action supports routine habits or emergency responses. Behavior that requires
complex reasoning may involve all the nodes and arrows.
As Peirce insisted, a diagram of information flow, such as Figure 4, is not a
psychological theory. It may represent data that controls a robot or the thought of an
alien being in a distant galaxy. But the word exactitude for representing “any course of
thought” poses a challenge. As Figure 2 shows, the mapping between the world and a
diagram can only be approximate, and the mapping between a diagram and a language can only
be exact for notations that are designed to represent those diagrams. Approximations must
be recognized and accommodated.
With his constant questioning, Peirce’s ideas kept evolving. In 1907, he had stated the
basis for his proof: “the Graphs break to pieces all the really serious barriers, not
only to the logical analysis of thought but also to the digestion of a different lesson by
rendering literally visible before one’s very eyes the operation of thinking in actu” (CP
4.6, R298). 1909, he expressed his concerns about phaneroscopy “still in the condition of
a science-egg” (R645). But in In the next two years, he addressed those issues and
generalized existential graphs to accommodate them.
3. Relating Images to Diagrams
Since the semes and phemes that flow along the arrows of Figure 4 may contain
uninterpreted percepts and images, ordinary existential graphs cannot represent them. In
the letter L231, in which Peirce specified his most general notation for EGs, he mentioned
his hopes of representingn“stereoscopic moving images.” To accommodate them, Sowa (2016,
2018) proposed generalized existential graphs (GEGs). Figure 5 shows Euclid’s Proposition
1 stated in three kinds of GEGs: “On a given finite straight line, to draw an equilateral
triangle.”
. . . [deleted].
For details, see Sowa (2018) Reasoning with diagrams and images, Journal of Applied
Logics 5:5, 987-1059.
http://www.collegepublications.co.uk/downloads/ifcolog00025.pdf
4. Significs
. . . [deleted]
During the following decade, correspondence between Peirce and Welby strongly influenced
both. In 1903, Peirce had adopted Kant’s abstract phenomenology. But in 1904, he coined
the new word phaneroscopy, which he discussed in terms that were closer to Welby’s
emphasis on observation and mental experience. In his letters to her, Peirce added
examples that clarified the motivation and explained the details of his abstract analysis.
His classification of the sciences in 1903 (Figure 1) illustrates the differences, Peirce
had sharply distinguished mathematics, phaneroscopy, and the normative sciences. With her
emphasis on examples, Welby showed how practical issues affected the details of each case.
As a result of their correspondence, Peirce revised and generalized the foundation of his
logic, semeiotic, and pragmatism.
. . . [deleted]
Welby shared Peirce”s broad view of meaning and communication. In What is Meaning (1903),
she wrote “There is, strictly speaking, no such thing as the Sense of a word, but only the
sense in which it is used — the circumstances, state of mind, reference, ‘universe of
discourse’ belonging to it”. In the Encyclopedia Britannica (1911), she emphasized the
“importance of acquiring a clear and orderly use of the terms of what we vaguely call
Meaning; and also of the active modes, by gesture, signal or otherwise, of conveying
intention, desire, impression and rational or emotional thought.”
Whitehead and Wittgenstein would agree, but Frege, Russell, and their followers would
strongly disagree. Among linguists, the founder of transformational grammar, Zellig
Harris, wrote “We understand what other people say through empathy — imagining ourselves
to be in the situation they were in, including imaging wanting to say what they wanted to
say.” But his star pupil, Noam Chomsky, would claim that empathy is outside the subject
matter of linguistics.
5. Language Games
Peirce and Wittgenstein made a major transition from their early philosophy to their
later, and both in the same direction. One critic said that Wittgenstein began as a
logician and ended as a lexicographer. Ironically, that remark, which was intended in a
derogatory sense, is true in a higher sense: they both discovered the flexibility and
expressive power of natural languages. For Peirce, the transition was marked by the 16,000
definitions he wrote or edited for the Century Dictionary. For Wittgenstein, it was his
second published book, Wörterbuch für Kindern, which he wrote when he was teaching
elementary school in Austrian mountain villages. He learned that children do not think or
speak along the lines of his first book, the Tractatus Logico-Philosophicus (TLP).
. . . [deleted]
6. Diagrams As the Language of Thought
Peirce’s writings on logic, semeiotic, and diagrammatic reasoning, which had been
neglected for most of the 20th century, are now at the forefront of research in the 21st.
The psychologist Johnson-Laird (2002), who had written extensively about mental models,
said that Peirce’s existential graphs and rules of inference are a good candidate for a
neural theory of reasoning:
Peirce’s existential graphs are remarkable. They establish the feasibility of a
diagrammatic system of reasoning equivalent to the first-order predicate calculus. They
anticipate the theory of mental models in many respects, including their iconic and
symbolic components, their eschewal of variables, and their fundamental operations of
insertion and deletion. Much is known about the psychology of reasoning... But we still
lack a comprehensive account of how individuals represent multiply-quantified assertions,
and so the graphs may provide a guide to the future development of psychological
theories.
. . . [deleted]
These observations imply that cognition involves an open-ended variety of interacting
processes. Frege’s rejection of psychologism and “mental pictures” reinforced the
behaviorism of the early 20th century. But the latest work in neuroscience uses “folk
psychology” and introspection to interpret data from brain scans (Dehaene 2014). The
neuroscientist Antonio Damasio (2010) summarized the issues:
The distinctive feature of brains such as the one we own is their uncanny ability to
create maps... But when brains make maps, they are also creating images, the main
currency of our minds. Ultimately consciousness allows us to experience maps as images,
to manipulate those images, and to apply reasoning to them.
The maps and images form mental models of the real world or of the imaginary worlds in
our hopes, fears, plans, and desires. They provide a “model theoretic” semantics for
language that uses perception and action for testing models against reality. Like
Tarski’s models, they define the criteria for truth, but they are flexible, dynamic, and
situated in the daily drama of life.
7. Diagrammatic Reasoning
Everybody thinks in diagrams — from children who draw diagrams of what they see to the
most advanced scientists and engineers who draw what they think. Ancient peoples saw
diagrams in the sky, and ancient monuments are based on those celestial diagrams. They
correspond to the mathematical “patterns of plausible inference” identified by Pólya
(1954). The role of diagrammatic reasoning is one of Peirce’s most brilliant insights, and
the generalized EGs in his late writings include much more than an alternative to
predicate calculus.
All necessary reasoning without exception is diagrammatic. That is, we construct an icon
of our hypothetical state of things and proceed to observe it. This observation leads us
to suspect that something is true, which we may or may not be able to formulate with
precision, and we proceed to inquire whether it is true or not. For this purpose it is
necessary to form a plan of investigation, and this is the most difficult part of the
whole operation. We not only have to select the features of the diagram which it will be
pertinent to pay attention to, but it is also of great importance to return again and
again to certain features. (EP 2:212)
. . . [deleted]
Computer systems can communicate with people by traslating their internal represenations
to and from notations that people can read and understand. But as Zelling Harris said,
computers cannot understand what people say until they have sufficient empathy to imagine
themselves to be in the situations the humans are in, including imaging wanting to say
what the humans want to say.
_ _ _ _ _ _ _ _ _ _
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